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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application