Search Result

581 - 600 of 1073 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers