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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

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Effective Period

Similar To

PERG 5.3 Contracts of insurance

EG 4.11 Approach to interviews and interview procedures

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

IPRU-INV 5.4 Financial resources requirement

EG 9.2 The FCA’s general policy in this area

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REC 2A.4 Power and procedure for RAP penalties and censures

COLL 1.2 Types of authorised fund

PERG 9.1 Application and Purpose

PERG 2.4 Link between activities and the United Kingdom

MAR 5.10 Operation of an SME growth market

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

COBS 11.6 Use of dealing commission [deleted]

EG 11.3 The FCA’s choice of powers

COLL 8.3 Investor relations

SYSC 4.9

COLL 6.6B UCITS depositaries

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

CONC 6.8 Post contract business practices: credit brokers