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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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MAR 8.2 Requirements for benchmark submitters [deleted]

SUP 15.5 Core information requirements

FEES 9.2 PSR fees

DTR 5.4 Aggregation of managed holdings

SUP 16.5 Annual Close Links Reports

TC App 6.1 Accredited bodies

LR 8.6 Criteria for approval as a sponsor

LR 8.7 Supervision of sponsors

CASS 7.13 Segregation of client money

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme