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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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Similar To

EG 4.11 Approach to interviews and interview procedures

COLL 6.12 Risk management policy and risk measurement

DISP 3.3 Dismissal without consideration of the merits and test cases

MCOB 5.6 Content of illustrations

SYSC 1.4 Application of SYSC 11 to 28A

SUP 5.4 Appointment and reporting process

REC 2.2 Method of satisfying the recognition requirements

PERG 5.11 Other aspects of exclusions

CASS 5.5 Segregation and the operation of client money accounts

INSPRU 1.2 Mathematical reserves

REC 3.26 Proposals to make regulatory provision