Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

…

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

…

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 18.4 Friendly Society transfers and amalgamations

SUP 8.9 Decision making

COLL 6.9 Independence, names and UCITS business restrictions

SUP 8.1 Application and purpose

DEPP 6.7 Discount for early settlement

COLL 12.3 EEA UCITS management companies

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 10A.1 Application

PERG 8.4 Invitation or inducement

DISP 1.1A Complaints handling requirements for MiFID complaints

EG 2.10 Industry guidance

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COLL 6.12 Risk management policy and risk measurement

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach