Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

…

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

…

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 18.2 Insurance business transfers

COLL 6.12 Risk management policy and risk measurement

REC 6.7 Notification rules for overseas recognised bodies

SUP 10A.14 Changes to an FCA-approved person's details

ICOBS 8.4 Employers’ Liability Insurance

REC 2.3 Financial resources

SYSC 18.3 Internal arrangements

SUP 6.4 Applications for cancellation of permission

BIPRU 8.7 Consolidated capital resources requirements

SUP 6.5 Ending authorisation

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

LR 8.4 Role of a sponsor: transactions

SYSC 10.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy