Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

…

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 2.11 Senior management responsibility

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

REC 5.1 Introduction and legal background

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 13.12 Insolvency regime and relevant sections of the Act

MAR 4.4 Exceptions

SUP 9.1 Application and purpose

EG 2.15 Decision making in the context of regulatory enforcement action

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

COCON 2.3 Firms: training and breaches

EG 14.2 Choice of powers

REC 4.2G Reports by skilled persons

CASS 11.6 Statutory trust

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

REC 2A.1 Introduction

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

COLL 9.2 Section 264 recognised schemes [deleted]

EG 4.2 Notifying the person under investigation where notice is not required under the Act