Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

…

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

…

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 8.3 Requirements for benchmark administrators [deleted]

FEES 8.1 Consumer Credit permissions

PERG 8.6 Communicate

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

APER 3.1 Introduction

PERG 14.2 General issues

BIPRU 12.5 Individual Liquidity Adequacy Standards

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 10A.14 Changes to an FCA-approved person's details

PERG 8.5 In the course of business

PERG 8.11 Types of exemption under the Financial Promotion Order

REC 1.2 Purpose, status and quotations, notes or references

REC 3.8 Financial and other information

REC 3.3 Waivers

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

DEPP 7.2 Interviews

REC 4.3 Risk assessments for UK recognised bodies

CREDS 3A.2 Shares and deposits

SUP 10C.13 Variation of conditional and time-limited approvals