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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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