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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules