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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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Effective Period

Similar To

EG 12.3 Criminal prosecutions in cases of market abuse

EG 10.1 Introduction

EG 7.6 Private warnings

COCON 1.1 Application

COND 1.1A Application

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 8.21 Company statements, announcements and briefings

REC 4.2F Information gathering power on FCA’s own initiative

EG 7.5 Payment of financial penalties

PERG 8.4 Invitation or inducement

LR 2.2 Requirements for all securities