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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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LR 18.2 Requirements for listing

SYSC 4.4 Apportionment of responsibilities

CASS 7.11 Treatment of client money

SYSC 18.3 Internal arrangements

RCB 3.2 Annual confirmations of compliance and asset pool monitor

EG 3.3 Reports by skilled persons (section 166)

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

DISP 1.10 Complaints reporting rules

MCOB 4.4A Initial disclosure requirements

EG 16.2 Disapplication orders