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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers