Search Result

1421 - 1440 of 1634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

MCOB 2A.6 Information free of charge

As Published: 2016

MCOB 2A.6 Information free of charge

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

COBS 13.6 Preparing product information: adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: adviser and consultancy charges

MCOB 7B.1 Information to be provided for further advances

As Published: 2015

MCOB 7B.1 Information to be provided for further advances

MCOB 12.6 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 12.6 Business loans and loans to high net worth mortgage customers: tailored provisions

PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

ICOBS 2.3 Inducements

As Published: 2018

ICOBS 2.3 Inducements

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose