Search Result

121 - 140 of 695 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

MCOB 2A.6 Information free of charge

As Published: 2016

MCOB 2A.6 Information free of charge

MCOB 13.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 13.7 Business loans and loans to high net worth mortgage customers: tailored provisions