Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

BIPRU 12.7 Liquid assets buffer

PERG 14.1 Background

COBS 19.6 Restriction on charges in qualifying schemes

CONC 10.1 Application and purpose

COBS 13.3 Contents of a key features document

MIPRU 4.2E Use of external credit assessments

BIPRU 8.7 Consolidated capital resources requirements

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

CASS 7A.2 Primary pooling events

COLL 8.5 Powers and responsibilities

DISP App 1.6 Valuing Relevant Benefits

DTR 4.2 Half-yearly financial reports

GEN 4.2 Purpose

COBS 12.4 Investment recommendations

CONC 5A.5 Consequences of contravention of the cost caps

LR 9.7A Preliminary statement of annual results, and statement of dividends

DISP 1.4 Complaints resolution rules

LR 13.7 Circulars about purchase of own equity shares