Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

…

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

…

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

…

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

…

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2019

BIPRU 12.5 Individual Liquidity Adequacy Standards

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 13.3 Contents of all circulars

REC 4.1 Application and purpose

MCOB 2.8 Record keeping

SUP 16.2 Purpose

SUP 10A.6 FCA governing functions

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SYSC 6.2 Internal audit

BIPRU 9.10 Reduction in risk-weighted exposure amounts

SUP 15.12 Ongoing alerts for retail adviser complaints

SUP App 3.6 Freedom to provide services

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms