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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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MCOB 7.3 General

As Published: 2015

MCOB 7.3 General

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CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

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DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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