Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

…

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

…

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

…

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

…

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 2.1 Application and purpose

PERG 8.7 Engage in investment activity

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SYSC 13.7 Processes and systems

EG App 3.1 The FCA

DTR 1B.1 Application and purpose (Corporate governance)

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

DISP 1.2 Consumer awareness rules

REC 2.9 Transaction recording

CASS 1A.2 CASS firm classification

LR 6.13 Externally managed companies

IPRU-INV 11.7 CAPITAL REPORTING

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]