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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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Similar To

INSPRU 1.5 Internal-contagion risk

DEPP 8.1 Introduction

EG 4.12 Search and seizure powers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

REC 6.5 FCA decision on recognition

CASS 8.3 Records and internal controls

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

MCOB 1.3 General application: where?

GEN 1.2 Referring to approval by the FCA

PERG 2.4 Link between activities and the United Kingdom

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 4.2B Exercise of passport rights by a UK RIE [deleted]