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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose