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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

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COND 1.3 General

As Published: 2013

COND 1.3 General

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ICOBS 6.3 Pre- and post-contract information: pure protection contracts

ICOBS 2.2 Communications to clients and financial promotions

DEPP 5.1 Settlement decision makers

SUP 10C.10 Application for approval and withdrawing an application for approval

REC 3.4 Members of the management body and internal organisation

EG 7.6 Private warnings

LR 3.3 Shares

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

LR 5.2 Cancelling listing

SUP 10C.9 Minimising overlap with the PRA approved persons regime

DEPP 8.2 Use of the own-initiative variation of approval power: general

SUP 9.2 Making a request for individual guidance

DISP 1.10 Complaints reporting rules

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

SYSC 22.2 Getting, giving and updating references: the main rules

DTR 5.2 Acquisition or disposal of major proportions of voting rights

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

MCOB 7.2 Purpose

COND 1.3 General