Search Result

301 - 320 of 1614 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SYSC 4.7

As Published: 2015

SYSC 4.7

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities