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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

…

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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Similar To

MCOB 7.5 Mortgages: statements

CONC 4.2 Pre-contract disclosure and adequate explanations

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

ICOBS 6.4 Pre- and post-contract information: protection policies

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

SUP 10A.17 Further questions [deleted]

PERG 9.3 The definition

INSPRU 1.5 Internal-contagion risk

MAR 10.2 Position limit requirements

SUP 15.2 Purpose

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 2.13 Promotion and maintenance of standards

EG 12.3 Criminal prosecutions in cases of market abuse

SYSC 19C.1 General application and purpose

DEPP 6.7 Discount for early settlement

EG 2.9 FCA guidance and supporting materials

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.34 Markets in Financial Instruments Regulations 2017