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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

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CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

SUP 8.7 Varying waivers

RCB 3.4 Covered Bond issuance notifications

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

EG 3.2A Information requests (section 122A)

EG 9.5 Prohibition orders against other individuals

DTR 8.3 Criteria for approval as a primary information provider

LR 6.13 Externally managed companies

PERG 5.14 Exemptions

COLL 8.6 Termination, suspension, and schemes of arrangement