Search Result

681 - 700 of 1373 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

As Published: 2018

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS