Search Result

41 - 60 of 1216 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls