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MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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MAR 5.10 Operation of an SME growth market

MAR 5.3A Systems and controls for algorithmic trading

BIPRU 9.6 Implicit support

COBS 16.2 Occasional reporting

SUP 5.3 Policy on the use of skilled persons

SYSC 19C.2 General requirement

DEPP 6.4 Financial penalty or public censure

COBS 6.2A Describing advice services [deleted]

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

DEPP 3.2 The operation of the RDC

SUP 10C.9 Minimising overlap with the PRA approved persons regime

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

DISP 1.3 Complaints handling rules

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts