Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 7.2 Suspension and restart of dealings

FEES 6.4 Management expenses

SYSC 22.9 Records and transitionals

BIPRU 11.2 Basis of disclosures

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 4.6 Advising on regulated mortgage contracts

CASS 7.12 Organisational requirements: client money

BIPRU 12.3 Liquidity risk management

PERG 16.3 Managing an AIF

MCOB 5.6 Content of illustrations

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 18.1 Cancellation on the FCA’s own-initiative

PERG 2.7 Activities: a broad outline

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 20.3 Decision making under the CCA Order

SUP 21.1 Form of waiver for energy market participants