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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION