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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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REC 6.5 FCA decision on recognition

EG 9.9 The effect of the FCA’s decision to withdraw approval

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

EG 16.4 The effect of a disapplication order

LR 7.2 The Listing and Premium Listing Principles

SUP 10A.8 Systems and controls functions

PERG 2.3 The business element

PERG 13.1 Introduction

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

PERG 4.8 Administering a regulated mortgage contract

DEPP 2.2 Warning notices and first supervisory notices

SUP 16.9 Appointed representatives annual report

PERG 7.7 Post-certification issues