Search Result

301 - 320 of 1529 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COND 1.1A Application

As Published: 2013

COND 1.1A Application

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary