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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 8.2 Introduction

FIT 1.2 Introduction

DEPP 6.5A The five steps for penalties imposed on firms

REC 3.22 Restriction of, or instruction to close out, open positions

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 2.9 Transaction recording

DTR 1B.1 Application and purpose (Corporate governance)

MCOB 3A.1 Application and purpose

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 10A.10 Customer-dealing functions

EG 7.1 The FCA’s use of sanctions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 8.4 Investment and borrowing powers

PERG 2.4 Link between activities and the United Kingdom

SUP 11.9 Changes in close links

LR 2.2 Requirements for all securities

CASS 7.19 Clearing member client money sub-pools

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)