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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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