Search Result

161 - 180 of 1201 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions