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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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CONC 2.1 Application

As Published: 2014

CONC 2.1 Application

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COBS 19.1 Pension transfers, conversions, and opt-outs

DISP 1.6 Complaints time limit rules

DTR 4.3A Reports on payments to governments

COBS 9.2 Assessing suitability

CONC 7.16 Passing data to lead generators etc.

COLL 6.10 Senior personnel responsibilities

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

PERG 16.5 How AIFMD affects other regulated activities

DISP App 3.7 Approach to redress at step 1

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

COBS 12.3 Non-independent research [deleted]

LR 4.3 Approval and publication of listing particulars

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]