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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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TC App 5.1

As Published: 2010

TC App 5.1

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PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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