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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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Similar To

RCB 3.1 Application and Purpose

CONC 4.2 Pre-contract disclosure and adequate explanations

MCOB 4.8A Execution-only sales

MCOB 5.4 Information on regulated mortgage contracts: general

DISP App 3.3 The approach to considering evidence at step 1

COLL 9.2 Section 264 recognised schemes [deleted]

SYSC 13.1 Application

PERG 3A.6 Territorial scope

DISP 1.9 Complaints record rule

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

CASS 1.3 General application: where?

PERG 8.19 Additional restriction on the promotion of life policies

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements