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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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