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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

MCOB 9.5 Disclosure at the offer stage for equity release transactions

CONC 3.3 The clear fair and not misleading rule and general requirements

COLL 3.2 The instrument constituting the fund

MIPRU 1.2 Actions for damages

MCOB 5.1 Application

INSPRU 9.1 Actions for damages

DISP 2.1 Purpose, interpretation and application

LR 3.3 Shares

PERG 5.5 The regulated activities: dealing in contracts as agent

COLL 5.3 Derivative exposure

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers