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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver