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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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SYSC 5.2

As Published: 2015

SYSC 5.2

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SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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SYSC 4.8

As Published: 2015

SYSC 4.8

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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TC App 5.1

As Published: 2010

TC App 5.1

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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