Search Result

441 - 460 of 1511 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income