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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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COBS 6.1E Platform services: platform charges and using a platform service for advising

CASS 5.1 Application

COBS 2.5 Optional additional products

COBS 12.3 Non-independent research [deleted]

SYSC 19C.3 Remuneration principles

COLL 4.7 Key investor information and marketing communications

MCOB 6.3 General

PERG 13.2 General

TC 2.1 Assessing and maintaining competence

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 18.1 Cancellation on the FCA’s own-initiative

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

DEPP 7.1 Application and purpose

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LR 4.3 Approval and publication of listing particulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling