Search Result

401 - 420 of 1536 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

REC 1.1 Application

As Published: 2005

REC 1.1 Application

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing