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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

…

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FEES 6.7 Payment of levies

EG 19.21 The conduct of investigations under the Payment Services Regulations

PERG 5.15 Illustrative tables

CASS 6.1 Application

SUP 15.6 Inaccurate, false or misleading information

SUP 10C.8 The other local responsibility function (SMF22)

REC 3.4 Members of the management body and internal organisation

FEES 9.2 PSR fees

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

COBS 19.7 Pensions nudge and retirement risk warnings

SUP 2.1 Application and purpose

EG 19.22 Decision making under the Payment Services Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SUP 16.13 Reporting under the Payment Services Regulations

CASS 9.4 Information to clients concerning custody assets and client money

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

LR 8.7 Supervision of sponsors

PRIN 4.1 Principles: MiFID business

REC 5.1 Introduction and legal background

COBS 9.6 Special rules for giving basic advice on a stakeholder product