Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

…

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 19D.1 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

REC 2.7A Position management and position reporting in relation to commodity derivatives

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DEPP 7.1 Application and purpose

PERG 9.2 Introduction

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

EG 10.4 Other relevant powers

SUP 8.7 Varying waivers

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

COLL 2.1 Authorised fund applications

SYSC 4.5

CONC 1.2 Who? What? Where?

LR 4.2 Contents and format of listing particulars

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 8.2 Introduction

DTR 8.5 Supervision of primary information providers

PERG 2.4 Link between activities and the United Kingdom

EG 9.3 Prohibition orders and withdrawal of approval - approved persons