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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.7

As Published: 2015

SYSC 4.7

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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MCOB 2A.5 Variable rate credits

As Published: 2016

MCOB 2A.5 Variable rate credits

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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