Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

…

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

…

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PR 5.6 Miscellaneous

EG App 3.1 The FCA

REC 3.15 Suspension of services and inability to operate facilities

SYSC 2.1 Apportionment of Responsibilities

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

MCOB 5A.6 Other information

CONC 4.2 Pre-contract disclosure and adequate explanations

MCOB 6.4 Mortgages: content of the offer document

SUP 11.1 Application

DEPP 6.5A The five steps for penalties imposed on firms

REC 3.14A Operation of a trading venue